Fri, 10 Mar 2017 17:25:33 -0500The price of Bitcoin tumbled after the Securities and Exchange Commission rejected the brothers’ application for an exchange-traded fund.
Wed, 08 Mar 2017 17:23:12 -0500Jay Clayton’s disclosure filing may raise questions about his ability to avoid conflicts in leading the Securities and Exchange Commission. But Senator Catherine Cortez Masto’s focus is elsewhere.
Mon, 20 Feb 2017 16:35:26 -0500The Securities and Exchange Commission and the Consumer Financial Protection Bureau are the targets of efforts to change how they enforce the law.
Thu, 16 Feb 2017 11:48:45 -0500Advisers still have an important role to play, but need to embrace the technology and customized planning that investors are increasingly demanding.
Thu, 16 Feb 2017 07:47:31 -0500A revised filing on Thursday highlighted the messaging company’s ambitions for its stock market debut.
Wed, 15 Feb 2017 13:51:42 -0500The former S.E.C. chairwoman returns to the New York law firm where she had headed the litigation department for 11 years.
Mon, 06 Feb 2017 12:28:34 -0500The views of the Supreme Court nominee on administrative rule-making are little known. But his approach could carry considerable weight.
Tue, 24 Jan 2017 16:07:29 -0500Advocates of a new law that aims to make it easier for businesses to raise capital worry whether investors are getting the information they need.
Tue, 24 Jan 2017 13:02:20 -0500Andrew Ceresney, who stepped down as the S.E.C.’s enforcement chief at the end of last year, will rejoin his old firm as co-chairman of litigation.
Mon, 23 Jan 2017 11:43:02 -0500The Supreme Court will consider when the S.E.C. must file a claim to recover money from a fraud. It’s not as simple as it sounds.