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Securities and Exchange Commission

News about the U.S. Securities and Exchange Commission. Commentary and archival information about the U.S. Securities And Exchange Commission from The New York Times.

Copyright: Copyright 2018 The New York Times Company

From Bitcoin to Russia Investigation, a Look Ahead at 2018

Wed, 03 Jan 2018 22:10:24 GMT

With a little trepidation, Peter J. Henning offers up his thoughts on a few topics that should continue to be of interest in 2018.

Casting Wall Street as Victim, Trump Leads Deregulatory Charge

Mon, 27 Nov 2017 23:53:01 GMT

A decade after the financial crisis, bank regulators are starting to ease up and lawmakers are considering paring back on restrictions.

Initial Coin Offerings Horrify a Former S.E.C. Regulator

Sun, 26 Nov 2017 20:03:31 GMT

Joseph Grundfest, now a law professor, called funding efforts using virtual currency the most “notorious violation of federal securities laws since the Code of Hammurabi.”

S.E.C. Warns Celebrities Endorsing Virtual Money

Wed, 01 Nov 2017 23:42:32 GMT

The agency said celebrities who promoted coin offerings could be violating multiple laws.

Treasury Report Calls for Sweeping Changes to Financial Rules

Fri, 06 Oct 2017 20:09:52 GMT

The Trump administration released its second report on market regulations, recommending fewer disclosures and more investor access.

New Virtual Currencies Hit Barriers in U.S. and 2 Other Nations

Fri, 29 Sep 2017 23:37:09 GMT

The authorities in the United States, South Korea and Switzerland all took steps to cool down the market for so-called initial coin offerings.

New Skirmish in an Old Battle: Wall Street vs. the Customer

Fri, 29 Sep 2017 15:15:38 GMT

Investors in Europe will soon enjoy a fairer market under new rules. American investors won’t, if regulators side with big brokerage firms.

Hack at S.E.C. Provides Warning for Other Regulators

Wed, 27 Sep 2017 21:06:21 GMT

The breach at the agency’s corporate filing system highlighted the risks that poor security at the country’s watchdogs poses for investors.

S.E.C. Hacking Response Provides Road Map for Compromised Companies

Tue, 26 Sep 2017 19:38:20 GMT

The Securities and Exchange Commission, which has chastised companies over digital security before, may have its words come back to haunt it.

S.E.C. Rules to Protect Investors From Cyberthreats Fall Short

Fri, 22 Sep 2017 15:57:44 GMT

Requiring exchanges to strengthen security systems was wise. In light of recent breaches, excluding big trading firms from the rule looks risky.