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Securities and Exchange Commission

News about the U.S. Securities and Exchange Commission. Commentary and archival information about the U.S. Securities And Exchange Commission from The New York Times.

Copyright: Copyright 2017 The New York Times Company

S.E.C. Warns Celebrities Endorsing Virtual Money

Wed, 01 Nov 2017 19:42:32 -0500

The agency said celebrities who promoted coin offerings could be violating multiple laws.

Treasury Report Calls for Sweeping Changes to Financial Rules

Fri, 06 Oct 2017 16:09:52 -0500

The Trump administration released its second report on market regulations, recommending fewer disclosures and more investor access.

New Virtual Currencies Hit Barriers in U.S. and 2 Other Nations

Fri, 29 Sep 2017 19:37:09 -0500

The authorities in the United States, South Korea and Switzerland all took steps to cool down the market for so-called initial coin offerings.

New Skirmish in an Old Battle: Wall Street vs. the Customer

Fri, 29 Sep 2017 11:15:38 -0500

Investors in Europe will soon enjoy a fairer market under new rules. American investors won’t, if regulators side with big brokerage firms.

Hack at S.E.C. Provides Warning for Other Regulators

Wed, 27 Sep 2017 17:06:21 -0500

The breach at the agency’s corporate filing system highlighted the risks that poor security at the country’s watchdogs poses for investors.

S.E.C. Hacking Response Provides Road Map for Compromised Companies

Tue, 26 Sep 2017 15:38:20 -0500

The Securities and Exchange Commission, which has chastised companies over digital security before, may have its words come back to haunt it.

S.E.C. Rules to Protect Investors From Cyberthreats Fall Short

Fri, 22 Sep 2017 11:57:44 -0500

Requiring exchanges to strengthen security systems was wise. In light of recent breaches, excluding big trading firms from the rule looks risky.

Morning Agenda: Google Gets Serious About Producing Better Phones

Thu, 21 Sep 2017 07:02:59 -0500

Its move to hire HTC engineers is intended to improve competition with Apple and Samsung. But the tech giant’s previous foray into handset making did not go so well.

S.E.C. Says It Was a Victim of Computer Hacking Last Year

Wed, 20 Sep 2017 22:28:26 -0500

The commission said the attackers could have exploited private information for trading purposes.

Craig Carton, Sports Radio Host, Is Accused of Ponzi Scheme

Wed, 06 Sep 2017 12:07:16 -0500

The co-host of “Boomer & Carton” on WFAN is accused of raising funds to buy and sell concert tickets, and then using the money to pay debts.