Fri, 30 Sep 2016 22:19:37 -0500Whistle-blowers could have revealed the scheme at Wells Fargo, but bank regulators are constrained from using them.
Fri, 30 Sep 2016 16:25:09 -0500The Securities and Exchange Commission said the company disguised bribes to foreign officials as legitimate travel, entertainment and marketing expenses.
Thu, 29 Sep 2016 16:42:30 -0500Clawbacks of executive pay are an important step, but they won’t be enough to deter future wrongdoing.
Thu, 29 Sep 2016 16:19:02 -0500OZ Africa Management, a unit of the hedge fund, pleaded guilty to bribing officials in Libya, Chad, Niger, Guinea and the Democratic Republic of Congo.
Mon, 26 Sep 2016 13:23:56 -0500The agency claims that the hedge fund manager Leon Cooperman breached a duty of trust by trading on confidential information.
Mon, 26 Sep 2016 11:10:40 -0500Exxon Mobil says it’s not possible to predict how climate change will affect its business. A bill in Congress says it shouldn’t be asked to.
Fri, 23 Sep 2016 10:32:31 -0500Was hedge fund pioneer Leon Cooperman turned in by his own son? “It could be a Shakespearean drama,” said Alexandra Stevenson, a New York Times reporter.
Thu, 22 Sep 2016 20:18:26 -0500The company has agreed on fines, but top managers have not been punished in the opening of millions of unauthorized accounts.
Wed, 21 Sep 2016 11:20:03 -0500The Securities and Exchange Commission said Mr. Cooperman used inside information to buy Atlas Pipeline Partners stock before an asset sale.
Wed, 21 Sep 2016 03:21:04 -0500With countries cracking down on elaborate tax schemes, companies need to be more forthright with their own investors.