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Securities and Exchange Commission

News about the U.S. Securities and Exchange Commission. Commentary and archival information about the U.S. Securities And Exchange Commission from The New York Times.

Copyright: Copyright 2016 The New York Times Company

Fund Accused of Insider Trading

Fri, 23 Sep 2016 10:32:31 -0500

Was hedge fund pioneer Leon Cooperman turned in by his own son? “It could be a Shakespearean drama,” said Alexandra Stevenson, a New York Times reporter.

The Wells Fargo Spillover Effect

Thu, 22 Sep 2016 20:18:26 -0500

The company has agreed on fines, but top managers have not been punished in the opening of millions of unauthorized accounts.

Leon Cooperman, a Billionaire Charged With Insider Trading, Prepares to Fight

Wed, 21 Sep 2016 11:20:03 -0500

The Securities and Exchange Commission said Mr. Cooperman used inside information to buy Atlas Pipeline Partners stock before an asset sale.

How Companies Like Apple Dodge Taxes and Their Own Investors

Wed, 21 Sep 2016 03:21:04 -0500

With countries cracking down on elaborate tax schemes, companies need to be more forthright with their own investors.

Insider Trading Charges Against Cooperman

Wed, 21 Sep 2016 11:15:50 -0500

The S.E.C. charged hedge fund manager Leon G. Cooperman and his firm Omega Advisors with insider trading.

S.E.C. Is Latest to Look Into Exxon Mobil’s Workings

Tue, 20 Sep 2016 20:05:08 -0500

At issue is how the company values its oil reserves in light of potential climate change regulations, and environmentalists applauded the scrutiny.

Visa Program Up for Renewal Amid Allegations of Fraud

Sun, 11 Sep 2016 20:38:03 -0500

The merits of the EB-5 program, which allows foreign investors to gain citizenship by putting money into economic development projects, are being debated again.

Monsanto Whistle-Blower: $22 Million Richer, but Not Satisfied

Fri, 09 Sep 2016 15:12:29 -0500

The former employee at the agribusiness company said he was still bothered that management was not held accountable for years of accounting violations.

Whistle-Blowing Insiders: ‘Game Changer’ for the S.E.C.

Tue, 06 Sep 2016 11:38:08 -0500

More than 14,000 tips on company wrongdoing have been received in the last five years, and rewards to informants reach into the millions.

S.E.C. Whistle-Blower Program’s First Chief Joins Law Firm

Mon, 05 Sep 2016 21:00:24 -0500

Sean McKessy, who left the agency in July, will be an advocate at Phillips & Cohen for people who come forward about fraud or improprieties in their workplaces.