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Speeches



Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.



Published: Thu, 08 Dec 2016 10:08:35 -0500

Last Build Date: Thu, 08 Dec 2016 10:08:35 -0500

 



Remarks to the Investor Advisory Committee

Thu, 08 Dec 2016 10:08:35 -0500

Remarks to the Investor Advisory Committee by Chair Mary Jo White, December 8, 2016, Washington, D.C.



Working Together to Advance High Quality Information in the Capital Markets

Mon, 05 Dec 2016 16:47:16 -0500

Keynote Address before the 2016 AICPA Conference on Current SEC and PCAOB Developments – “Working Together to Advance High Quality Information in the Capital Markets,” by Wesley R. Bricker, Chief Accountant, Washington, D.C., Dec. 5, 2016



Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 16:07:15 -0500

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments, by Ruth Uejio, Professional Accounting Fellow, Office of the Chief Accountant, Washington, DC, December 5, 2016



Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 15:52:38 -0500

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments, by Brian Staniszewski, Professional Accounting Fellow, Office of the Chief Accountant, Dec. 5, 2016



Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 15:18:25 -0500

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments, by Jennifer L. Todling, Professional Accounting Fellow, Office of the Chief Accountant, in Washington, DC, Dec. 5, 2016



Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 14:56:46 -0500

Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments, by Marc Panucci, Deputy Chief Accountant, Office of the Chief Accountant, Washington, D.C., Dec. 5, 2016



Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 12:21:31 -0500

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments, by Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant, Washington, DC, Dec. 5, 2016



Remarks at the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 09:01:31 -0500

Remarks at the 2016 AICPA National Conference on Current SEC and PCAOB Developments by Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant, Washington, D.C. on December. 5, 2016



Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 09:00:45 -0500

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments by Jonathan Wiggins, Associate Chief Accountant, Office of the Chief Accountant, Washington, DC , December 5, 2016



Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 08:58:08 -0500

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments by Jenifer Minke-Girard, Assistant Deputy Chief Accountant, Office of the Chief Accountant Washington, DC , December 5, 2016



Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 08:55:19 -0500

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments by Sean May, Professional Accounting Fellow, Office of the Chief Accountant, Washington, DC , December 5, 2016



Keynote Speech, ACI’s 33rd International Conference on the FCPA

Wed, 30 Nov 2016 15:33:53 -0500

Keynote Speech Andrew Ceresney, SEC Director of Enforcement ACI’s 33rd International Conference on the FCPA November 30, 2016



Moving Forward with the Commission's Disclosure Effectiveness Initiative

Sat, 19 Nov 2016 11:30:00 -0500

Speech by SEC Investor Advocate Rick Fleming to the NASAA Corporation Finance Training on Nov. 19, 2016.



A New Model for SEC Enforcement: Producing Bold and Unrelenting Results

Fri, 18 Nov 2016 11:30:00 -0500

A New Model for SEC Enforcement: Producing Bold and Unrelenting Results by Chair Mary Jo White, New York University School of Law Program on Corporate Compliance and Enforcement, New York University School of Law Pollack Center for Law and Business, November 18, 2016



Examining the Dodd-Frank Act and the Future of Financial Regulation

Wed, 16 Nov 2016 14:17:34 -0500

Keynote Address: Examining the Dodd-Frank Act and the Future of Financial Regulation by Rick A. Fleming, Investor Advocate, U.S. Securities and Exchange Commission at University of Maryland, Robert H. Smith School of Business Center for Financial Policy, November 16, 2016



Remarks to the ALI CLE 2016 Conference on Life Insurance Products

Fri, 04 Nov 2016 13:00:00 -0400

Remarks to the ALI CLE 2016 Conference on Life Insurance Products, by David W. Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Washington, D.C., November 4, 2016



A Vision for Data at the SEC

Fri, 28 Oct 2016 16:32:46 -0400

A Vision for Data at the SEC Keynote address to Big Data in Finance Conference (Friday, October 28, 2016)



Prioritizing Regulatory Enhancements for the U.S. Treasury Market

Mon, 24 Oct 2016 13:47:09 -0400

Keynote Address The Evolving Structure of the U.S. Treasury Market: Second Annual Conference "Prioritizing Regulatory Enhancements for the U.S. Treasury Market” Chair Mary Jo White New York, New York October 24, 2016



Improving Disclosure with Smart Data

Mon, 24 Oct 2016 13:30:00 -0400

Improving Disclosure with Smart Data, Speech by Rick A. Fleming, Investor Advocate, U.S. Securities and Exchange Commission, at the XBRL US Investor Forum 2016: Finding Value with Smart Data, New York, New York, October 24, 2016



Remarks at 2016 Conference on Auditing and Capital Markets

Fri, 21 Oct 2016 12:14:06 -0400

Remarks at 2016 Conference on Auditing and Capital Markets by By Michael S. Piwowar, Commissioner, U.S. Securities and Exchange Commission in Washington, DC on October 21, 2016



Has Big Data Made Us Lazy?

Fri, 21 Oct 2016 06:45:48 -0400

Has Big Data Made Us Lazy?, Speech by Scott W. Bauguess, Midwest Region Meeting - American Accounting Association (AAA), Chicago Illinois on October 21, 2016



Remarks at the National Society of Compliance Professionals 2016 National Conference

Wed, 19 Oct 2016 14:30:29 -0400

Remarks by Andrew "Buddy" Donohue to the National Society of Compliance Professionals 2016 national conference.



Inside the National Exam Program in 2016

Mon, 17 Oct 2016 09:20:00 -0400

Speech by OCIE Director Marc Wyatt to the 2016 national conference of the National Society of Compliance Professionals



The Impact of SEC Enforcement on Public Finance

Thu, 13 Oct 2016 14:10:00 -0400

The Impact of SEC Enforcement on Public Finance Andrew J. Ceresney, Director, Division of Enforcement Keynote Address at Securities Enforcement Forum 2016 October 13, 2016



The SEC Enforcement Division’s Focus on Auditors and Auditing

Thu, 22 Sep 2016 11:49:29 -0400

The SEC Enforcement Division’s Focus on Auditors and Auditing, by Andrew Ceresney, Director of the SEC’s Division of Enforcement, Washington, D.C., September 22, 2016