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Speeches



Speeches by the Chair, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.



 



New Special Study of the Securities Markets: Keynote Address

Thu, 23 Mar 2017 14:09:48

New Special Study of the Securities Markets: Keynote Address by Acting Chairman Michael S. Piwowar at Columbia University, New York, March 23, 2017



Remarks before the Annual Life Sciences Accounting & Reporting Congress: “Advancing Effective Internal Control and Credible Financial Reporting”

Tue, 21 Mar 2017 09:17:02

Remarks before the Annual Life Sciences Accounting & Reporting Congress: “Advancing Effective Internal Control and Credible Financial Reporting” by Wesley R. Bricker, Chief Accountant, Office of the Chief Accountant, Philadelphia, PA , March 21, 2017



Improving Investor Engagement

Fri, 24 Feb 2017 12:49:35

Improving Investor Engagement, Speech by Rick A. Fleming, Investor Advocate, U.S. Securities and Exchange Commission, at The SEC Speaks in 2017, Washington, D.C., February 24, 2017



Remarks at the “SEC Speaks” Conference 2017: Remembering the Forgotten Investor

Fri, 24 Feb 2017 09:57:50

Remarks at the “SEC Speaks” Conference 2017: Remembering the Forgotten Investor, by Acting Chairman Michael S. Piwowar, Washington, D.C., February 24, 2017



The Markets in 2017: What’s at Stake?

Fri, 24 Feb 2017 09:48:10

Remarks at the “SEC Speaks” Conference: The Markets in 2017: What’s at Stake?



“The SEC after the Financial Crisis: Protecting Investors, Preserving Markets”

Tue, 17 Jan 2017 13:30:00

Speech by SEC Chair Mary Jo White to the Economic Club of New York



Remarks to the Investor Advisory Committee

Thu, 08 Dec 2016 10:08:35

Remarks to the Investor Advisory Committee by Chair Mary Jo White, December 8, 2016, Washington, D.C.



Working Together to Advance High Quality Information in the Capital Markets

Mon, 05 Dec 2016 16:47:16

Keynote Address before the 2016 AICPA Conference on Current SEC and PCAOB Developments – “Working Together to Advance High Quality Information in the Capital Markets,” by Wesley R. Bricker, Chief Accountant, Washington, D.C., Dec. 5, 2016



Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 16:07:15

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments, by Ruth Uejio, Professional Accounting Fellow, Office of the Chief Accountant, Washington, DC, December 5, 2016



Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 15:52:38

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments, by Brian Staniszewski, Professional Accounting Fellow, Office of the Chief Accountant, Dec. 5, 2016



Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 15:18:25

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments, by Jennifer L. Todling, Professional Accounting Fellow, Office of the Chief Accountant, in Washington, DC, Dec. 5, 2016



Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 14:56:46

Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments, by Marc Panucci, Deputy Chief Accountant, Office of the Chief Accountant, Washington, D.C., Dec. 5, 2016



Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 12:21:31

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments, by Sylvia E. Alicea, Professional Accounting Fellow, Office of the Chief Accountant, Washington, DC, Dec. 5, 2016



Remarks at the 2016 AICPA National Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 09:01:31

Remarks at the 2016 AICPA National Conference on Current SEC and PCAOB Developments by Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant, Washington, D.C. on December. 5, 2016



Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 09:00:45

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments by Jonathan Wiggins, Associate Chief Accountant, Office of the Chief Accountant, Washington, DC , December 5, 2016



Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 08:58:08

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments by Jenifer Minke-Girard, Assistant Deputy Chief Accountant, Office of the Chief Accountant Washington, DC , December 5, 2016



Remarks before the 2016 AICPA Conference on Current SEC and PCAOB Developments

Mon, 05 Dec 2016 08:55:19

Remarks before the 2016 AICPA National Conference on Current SEC and PCAOB Developments by Sean May, Professional Accounting Fellow, Office of the Chief Accountant, Washington, DC , December 5, 2016



Keynote Speech, ACI’s 33rd International Conference on the FCPA

Wed, 30 Nov 2016 15:33:53

Keynote Speech
Andrew Ceresney, SEC Director of Enforcement
ACI’s 33rd International Conference on the FCPA
November 30, 2016



Moving Forward with the Commission's Disclosure Effectiveness Initiative

Sat, 19 Nov 2016 11:30:00

Speech by SEC Investor Advocate Rick Fleming to the NASAA Corporation Finance Training on Nov. 19, 2016.



A New Model for SEC Enforcement: Producing Bold and Unrelenting Results

Fri, 18 Nov 2016 11:30:00

A New Model for SEC Enforcement: Producing Bold and Unrelenting Results by Chair Mary Jo White, New York University School of Law Program on Corporate Compliance and Enforcement, New York University School of Law Pollack Center for Law and Business, November 18, 2016



Examining the Dodd-Frank Act and the Future of Financial Regulation

Wed, 16 Nov 2016 14:17:34

Keynote Address: Examining the Dodd-Frank Act and the Future of Financial Regulation by Rick A. Fleming, Investor Advocate, U.S. Securities and Exchange Commission at University of Maryland, Robert H. Smith School of Business Center for Financial Policy, November 16, 2016



Remarks to the ALI CLE 2016 Conference on Life Insurance Products

Fri, 04 Nov 2016 13:00:00

Remarks to the ALI CLE 2016 Conference on Life Insurance Products, by David W. Grim, Director, Division of Investment Management, U.S. Securities and Exchange Commission, Washington, D.C., November 4, 2016



A Vision for Data at the SEC

Fri, 28 Oct 2016 16:32:46

A Vision for Data at the SEC
Keynote address to Big Data in Finance Conference
(Friday, October 28, 2016)



Prioritizing Regulatory Enhancements for the U.S. Treasury Market

Mon, 24 Oct 2016 13:47:09

Keynote Address
The Evolving Structure of the U.S. Treasury Market: Second Annual Conference

"Prioritizing Regulatory Enhancements for the U.S. Treasury Market”

Chair Mary Jo White
New York, New York
October 24, 2016



Improving Disclosure with Smart Data

Mon, 24 Oct 2016 13:30:00

Improving Disclosure with Smart Data, Speech by Rick A. Fleming, Investor Advocate, U.S. Securities and Exchange Commission, at the XBRL US Investor Forum 2016: Finding Value with Smart Data, New York, New York, October 24, 2016