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New Decisions : Ontario Securities Commission



New Decisions : Ontario Securities Commission



 



Mackenzie Financial Corporation (Re), 2018 ONSEC 17 (CanLII)

Mon, 16 Apr 2018 00:00:00 -0400

dealing representatives attending a dealer — settlement agreement — non-monetary benefits to participating dealers — practices — regulatory



Pine Point Mining Limited (Re), 2018 CanLII 30455 (ON SEC)

Thu, 12 Apr 2018 00:00:00 -0400

reporting issuer — principal regulator — securities — jurisdictions — fewer



BMO Investments Inc. (Re), 2018 CanLII 30051 (ON SEC)

Wed, 11 Apr 2018 00:00:00 -0400

simplified prospectus — principal regulator — renewing — features — lapse



Mason (Re), 2018 ONSEC 16 (CanLII)

Tue, 10 Apr 2018 00:00:00 -0400

terms — mutual fund — conditions — irreparable harm — prospective



Simba (Re), 2018 ONSEC 15 (CanLII)

Wed, 04 Apr 2018 00:00:00 -0400

name — email — attendance — connotations — amend



Dhillon (Re), 2018 ONSEC 14 (CanLII)

Tue, 03 Apr 2018 00:00:00 -0400

registration — pre-signed forms — leveraged — proficiency — integrity



Lionguard Capital Management Inc. (Re), 2018 CanLII 27334 (ON SEC)

Tue, 27 Mar 2018 00:00:00 -0400

securities — investment fund — substantial securityholder — will — principal regulator



Brompton Funds Limited (Re), 2018 CanLII 26305 (ON SEC)

Tue, 27 Mar 2018 00:00:00 -0400

prospectus — principal regulator — will — dealer — securities



Hydro One Limited (Re), 2018 CanLII 25072 (ON SEC)

Tue, 27 Mar 2018 00:00:00 -0400

activities subject to rate regulation — financial statements — issuer — principal regulator — prepares



Scotia Capital Inc. (Re), 2018 CanLII 15284 (ON SEC)

Fri, 23 Mar 2018 00:00:00 -0400

purchaser — securities legislation — amendment — prospectus supplement — will



Franklin Templeton Investments Corp. (Re), 2018 CanLII 26304 (ON SEC)

Mon, 19 Mar 2018 00:00:00 -0400

portfolio — senior loans — will — borrowing — cash



Cheng (Re), 2018 ONSEC 13 (CanLII)

Mon, 19 Mar 2018 00:00:00 -0400

motion — adjournment — merits — quash — begin



Macquarie Capital Markets Canada Ltd. (Re), 2018 ONSEC 12 (CanLII)

Mon, 19 Mar 2018 00:00:00 -0400

accounts — regulatory — registrants — officers — trading



Beutel, Goodman & Company Ltd. (Re), 2018 CanLII 26762 (ON SEC)

Fri, 16 Mar 2018 00:00:00 -0400

investment fund — substantial security holder — annual audited financial statements — principal regulator — securities legislation



Hable (Re), 2018 ONSEC 11 (CanLII)

Fri, 16 Mar 2018 00:00:00 -0400

take-over bid — capital markets — shares — registrant — public interest



Schooner Trust (Re), 2018 CanLII 12249 (ON SEC)

Tue, 13 Mar 2018 00:00:00 -0400

principal regulator — reporting issuer — securities — jurisdictions — fewer



Aurora Cannabis Inc. (Re), 2018 ONSEC 10 (CanLII)

Thu, 15 Mar 2018 00:00:00 -0400

lock-up agreements — take-over bid circular — shareholders — material non-public information — bidder



Ninepoint Partners LP (Re), 2018 CanLII 12701 (ON SEC)

Mon, 12 Mar 2018 00:00:00 -0400

unitholders — principal regulator — change of manager — fund — securities legislation



OC Special Opportunities Fund, LP (Re), 2018 CanLII 13379 (ON SEC)

Tue, 06 Mar 2018 00:00:00 -0500

reporting issuer — securities — principal regulator — worldwide — outstanding



Beutel, Goodman & Company Ltd. (Re), 2018 CanLII 26764 (ON SEC)

Thu, 01 Mar 2018 00:00:00 -0500

portfolio securities — exchange-traded securities — investment — redemption — will